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Version: 19

SAS AML Due Diligence

🎯 Functional documentation​

  • SAS AML Due Diligence can be used to screen a party. If an external reference is known on the party, the provider will first try to retrieve the screening result based on this external reference. If this is not available, the provider will perform a screening based on the provided party information.
  • HIT handling is performed in SAS-AML using Dow Jones as Due Diligence source. Once due diligence is calculated in Harmoney, the handled HIT will be imported in the respective Due Diligence parameter.
  • This provider supports the generation of a due diligence pdf to trace which hits are returned by the provider

Input data points​

  • Individual
  • First name
  • Last name
  • Date of birth
  • Place of birth
  • Gender
  • Address: Country
  • Company
  • Name

Due Diligence parameters​

This provider supports results for the following parameters:

  • Individual

  • PEP

  • SANCTION_LIST

  • SPECIAL_INTEREST

  • PEP_RELATIVES

  • ASSETS_FROZEN

  • Company

  • SANCTION_LIST

  • SPECIAL_INTEREST

  • ASSETS_FROZEN

  • parameterResultList:

  • NO

  • YES

  • APPC_ALT

  • UNDEFINED

⚙️ Configuration​

  • Implementation class: AppcV3DueDiligenceProvider
  • Resource uri: https://conformite-appc.com/SASBIWS/rest/storedProcesses/Products/SAS%20Compliance%20Solutions%20FCFBU_${APPC_URI_VAR_1}/Stored%20Processes
  • Set the "dueDiligenceMetadataSupplier" : "eu.myharmoney.app.providers.duediligence.appc.AppcMetadataSupplier" key in the RBA module settings JSON. This configuration also allows the use of the variable ${APPC_URI_VAR_1}, which is automatically sourced from the FSP's external metadata.

Settings​

  • authentication (required):
  • clientId (required)
  • clientSecret (required)
  • DUE_DILIGENCE_DOCUMENT_FETCH (optional, boolean): If true, fetches and stores a due diligence document (default: false).

Example​

{
    "authentication": {
    "clientId": "$vault{SAS_AML_DD_<client>_clientId}",
    "clientSecret": "$vault{SAS_AML_DD_<client>_clientSecret}"
},
    "DUE_DILIGENCE_DOCUMENT_FETCH": true,
    "PROVIDER_DISPLAY_NAME": "Watchlist monitoring"
}